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SIE Practice Questions
Securities Industry Essentials Exam
SIE practice questions with answer explanations and progress tracking. Foundational securities-industry knowledge for prospective and current professionals.
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SIE · Question 8 of 25
SIE practice
A retired, risk-averse customer needs income with minimal principal risk over three years. Which investment is most appropriate?
- A growth-oriented mutual fund
- A high-yield corporate bond fund
- A short-term U.S. Treasury security
- An emerging-markets equity fund
Why it’s correctU.S. government backing and a short maturity align with principal stability and the client’s time horizon.
Why the others missThe other choices introduce equity, credit, or duration risk that conflicts with the stated priority.
Worked exampleA three-year Treasury ladder prioritizes capital preservation while providing scheduled income.
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